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Recorded Webinars
Recorded Webinar: Banking and Finance Sector Reform and the Regulator: Keeping Ahead of the Changes
The Banking Royal Commission has brought a raft of changes. This session updates on how regulators have responded, and some key areas practitioners should be aware of going forward. It includes: Unpacking ASIC’s response to the financial services sector re
PRESENTED BY
Andrea Beatty
Partner, Piper
Date/Time
About the Webinar
The Banking Royal Commission has brought a raft of changes. This session updates on how regulators have responded, and some key areas practitioners should be aware of going forward. It includes:
- Unpacking ASIC’s response to the financial services sector reforms
- Design and distribution obligations
- Restrictions on unsolicited selling
- Deferred sales model for ad on insurance products
- Reference checking and information sharing for advisers and brokers
- Rules on reporting breaches to ASIC
- Internal dispute management - how they are now managed
- Understanding ASIC’s approach to breaches
- Case study – anatomy of a breach and ASIC’s response
Presented By
Andrea Beatty
Partner, PiperWho Should Attend?
This webinar is suitable for banking and finance lawyers – Australia wide. This webinar is for practitioners with some knowledge in this area and looking to improve their knowledge.
CPD Information
Lawyers can claim up to 1 CPD unit/point – substantive law . This webinar has been designed to run for 1 hour.
WA lawyers – From 1/4/2021, due to changes to your CPD requirements we are unable to verify your completion of recorded webinars to the Legal Practice Board of WA.
Enquiries/Assistance
If you need assistance or have an enquiry, please do not hesitate to contact our Webinar Coordinator, Lisa Tran on (03) 8601 7709 or email: [email protected]